Registered Investment Advisor (RIA)
An advisor, registered with the Securities and Exchange Commission, who manages the investments of others. Investopedia Says:
This registration doesn't mean that the person is recommended by the SEC, it simply means that they are regulated by the SEC.
In general, an RIA with more than $25 million under management must register with the SEC. RIAs managing less than $25 million are registered at the state level. Related Terms:
ADV Form
Advisor
Investment Advisor
Investment Advisory Representative - IAR
Investment Objective
Securities And Exchange Commission - SEC |