Series 9/10
A securities license entitling the holder to supervise branch activities. Before taking the Series 9/10 exam, you must have your Series 7 license. Investopedia Says:
Covering topics such as the supervision of option, municipal, and government securities sales, and the primary/secondary markets, the Series 9/10 exam is administered by the NASD.
It was formerly known as the Series 8 exam. Related Terms:
Broker
NASD
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Series 7 |