Series 7 A general securities registered representative license, it entitles the holder to sell all types of securities products with the exception of commodities/futures (which requires a Series 3 license). Investopedia Says: The Series 7 is probably the most comprehensive of the NASD representative licenses. It is a prerequisite for most of the NASD's principal examinations. Related Terms: Broker Financial Industry Regulatory Authority - FINRA Series 11 Series 24 Series 26 Series 27 Series 3 Series 30 Series 31 Series 4 Series 55 Series 6 Series 63 Series 65 |