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单词 Series 66
释义

Series 66
An exam administered by the North American Securities Administrators Association. Successful completion of the Series 66 exam is equivalent to successful completion of both the Series 63 and Series 65 exams.

Investopedia Says:
The Series 66, along with successful completion of the Series 7, qualifies an investment professional to register as a securities agent and investment advisor.

Related Terms:
Investment Advisor
Investment Advisor's Act of 1940
National Association of Securities Dealers - NASD
North American Securities Administrators Association - NASAA
Registered Investment Advisor - RIA
Series 63
Series 65
Series 7

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更新时间:2025/5/7 13:45:55