Series 65
A securities license required by most U.S. states for individuals that act as an investment advisor. Investopedia Says:
The Series 65 exam covers laws, regulations, ethics, and knowledge on specific investment products. Related Terms:
Broker
Financial Industry Regulatory Authority (FINRA)
Series 11
Series 24
Series 26
Series 27
Series 3
Series 30
Series 31
Series 4
Series 55
Series 6
Series 63
Series 7 |