Series 4
A securities license entitling the holder to supervise options sales personnel and compliance issues. Before taking the Series 4 exam, you must have your Series 7 license.

Investopedia Says:
The Series 4 exam is administered by the NASD, covering topics such as options strategies, foreign exchange options, and taxation.

Related Terms:
Broker
NASD
Series 11
Series 24
Series 26
Series 27
Series 3
Series 30
Series 31
Series 55
Series 6
Series 63
Series 65
Series 7

• Abandonment Value
• Abatement
• Abatement Costs
• ABC Agreement
• ABC Agreement
• Ability to Pay
• Abnormal Return
• Above The Market
• Above Water
• Absolute Advantage
• Absolute Breadth Index (ABI)
• Absolute Breadth Index (ABI)
• Absolute Frequency
• Absolute Physical Life
• Absolute Priority
• Absolute Rate
• Absolute Return
• Absorbed
• Abusive Tax Shelter
• Academy Of Financial Divorce Practitioners
• Accelerated Bookbuild
• Accelerated Cost Recovery System (ACRS)
• Accelerated Cost Recovery System (ACRS)
• Accelerated Depreciation
• Accelerated Payments