Series 11 A securities license for sales assistants who also take unsolicited securities orders for customers. Investopedia Says: The Series 11 exam is administered by the NASD, covering beginner topics such as types of securities, options basics, rules and regulations, etc. Related Terms: Broker Financial Industry Regulatory Authority (FINRA) Series 24 Series 26 Series 27 Series 3 Series 30 Series 31 Series 4 Series 55 Series 6 Series 63 Series 65 Series 7 |