Registered Representative
A person who works for a brokerage company that is licensed by the Security and Exchange Commission (SEC) and acts as an account executive for clients trading investment products such as stocks, bonds and mutual funds. Also known as an "account executive".

It is also refers to a person registered with the Commodity Futures Trading Commission (CFTC) who works for a commission house or a futures commission merchant.

Investopedia Says:
To become licensed as a Registered Representative to act as agent in the buying and selling of securities, a person must pass the Series 7 and Series 63 securities examinations. Also, the person must work for a brokerage licensed by the SEC, NYSE and NASD.

Related Terms:
Agent
Broker-Dealer
Commodity Futures Trading Commission - CFTC
Full Service Broker
National Association Of Securities Dealers - NASD
New York Stock Exchange - NYSE
Securities And Exchange Commission - SEC
Series 63
Series 7

• Cash-And-Carry Trade
• Cash And Cash Equivalents (CCE)
• Cash And Cash Equivalents (CCE)
• Cash Available For Debt Service (CADS)
• Cash Available For Debt Service (CADS)
• Cash Balance Pension Plan
• Cash-Based Option
• Cash Basis
• Cash Budget
• Cash Charge
• Cash Commodity
• Cash Conversion Cycle (CCC)
• Cash Conversion Cycle (CCC)
• Cash Cost
• Cash Cow
• Cash Delivery
• Cash Distribution Per Unit (CDPU)
• Cash Distribution Per Unit (CDPU)
• Cash Dividend
• Cash Earnings Per Share (Cash EPS)
• Cash Earnings Per Share (Cash EPS)
• Cash Equivalents
• Cash Flow
• Cash Flow
• Cash Flow After Taxes (CFAT)