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单词 Investment Advisors Act of 1940
释义

Investment Advisors Act of 1940
The federal law enforced and interpreted by the Securities and Exchange Commission (SEC) that governs investment advisors.

Investopedia Says:
Unless qualified for an exemption, federally regulated advisors must register with the SEC and abide by the law as set out by the Advisors Act.

Related Terms:
Registered Investment Advisor
Securities And Exchange Commission - SEC

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更新时间:2025/3/15 2:00:53