3C1
A portion of the Investment Company Act of 1940 that permits the exclusion of investment companies from standard registration requirements with the Securities and Exchange Commission (SEC) if they have fewer than 100 U.S. investors.

Investopedia Says:
This particular section is one of two policies used frequently by hedge fund companies to avoid certain SEC requirements.

Related Terms:
3C7
Hedge Fund
Investment Company Act of 1940

• Order Audit Trail System (OATS)
• Order Book Official
• Order Driven Market
• Ordering Rules
• Orderly Market
• Order Management System (OMS)
• Order Management System (OMS)
• Order Protection Rule
• Order Splitting
• Ordinary Annuity
• Ordinary Income
• Ordinary Shares
• Organic Act of the Department of Labor
• Organic Growth
• Organization for Economic Cooperation and Development (OECD)
• Organization for Economic Cooperation and Development (OECD)
• Organization of Petroleum Exporting Countries (OPEC)
• Organization of Petroleum Exporting Countries (OPEC)
• Organized Labor
• Original Cost
• Original Equipment Manufacturer (OEM)
• Original Equipment Manufacturer (OEM)
• Original Face
• Original Issue Discount (OID)
• Original Issue Discount (OID)