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单词 suitability rules
释义

suitability rules

Definition
Self-imposed guidelines for fair investment advisory practices. Advisors, brokers, and dealers are expected to ensure that the client has the means (high enough net worth with adequate liquid assets) to assume the particular financial risk, and that he or she would not be ruined or grievously hurt if the investment sum is lost.
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更新时间:2025/4/16 21:10:51